Compliance & Audit

Monitor regulatory compliance and audit trails

Overall Compliance
98.5%
Active Regulations
24

All monitored

Items Needing Attention
3

Action required

Next Audit Due
Feb 15

Quarterly Review

NAIC & State Compliance
Regulatory compliance status for Illinois

NAIC Annual Statement

Due: Mar 1, 2024

100%

Updated Jan 15, 2024

Compliant

State Filing Requirements

Due: Quarterly

98%

Updated Jan 10, 2024

Compliant

Market Conduct Report

Due: Apr 15, 2024

75%

Updated Jan 18, 2024

In Progress

Risk-Based Capital (RBC)

Due: Mar 1, 2024

100%

Updated Jan 12, 2024

Compliant

Consumer Complaint Ratio

Due: Monthly

85%

Updated Jan 20, 2024

Attention